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Over the Counter Transactions

Last updated on Aug. 6, 2021, 2:34 a.m.

Alternative trading options available on Fundy

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Fundy offers a direct trading service referred to as Over the Counter (OTC) which is an off-marketplace transaction between two parties. Both Buyer and Seller must agree to the details of the transaction and have available funds to cover the fees as listed in the fee schedule.

Making a Transaction

To start the OTC, we will need your confirmation as a formal request sent to markets@Fundy.com.

  1. Please download the OTC Application (PDF)
  2. Fill the the application following the format example below for each of the instruments you wish to trade:
  • Sender: Example Account (personalemail@email.com)
  • Recipient: Example Account (example@email.com)
  • Transfer list: Hypothetical Co Ltd – amount of units/shares/notes 15 @ 2 euros each = 30 euros
  • Price: (you decide the price of each instrument)
  • Transfer type: Free Of Payment (FOP) or Delivery Versus Payment (DVP) – Select One (see below for descriptions)

Transfer Types

There are two potential transfer types:

  1. Delivery Vs Payment (DVP) meaning that the securities are transferred from seller to the buyer and money is transferred from the buyer to the seller, in the same process as a trade on the Marketplace.
  2. Free Of Payment (FOP) meaning the seller is transferring the securities without receiving any payment from the buyer.
Risk Warning & Disclaimers The information about the investment opportunities profiled on this website is provided for general information and marketing purposes only and should not be considered an invitation or inducement to engage in any investment activity. Complete and comprehensive information about an investment opportunity is only available only to investors who have been approved by a Fundy group entity.

You should ensure you carefully read the Risk Disclosure Statement before deciding to proceed with any investment or transaction, including making a purchase of securities via the Marketplace. Fundy has taken steps to ensure that company and securities offering information is clear, fair and not misleading in accordance with its internal verification procedures. Fundy does not provide investment advice or any recommendation to invest. Any investment opportunity on this website should not be considered as an offer to the public and is not directed at or offered to anyone to whom it may not be so directed or offered, or located in a jurisdiction where it is unlawful to do so.

This page provides you with an overview of the services provided by different entities belonging to Fundy Group. In this page, we generally refer to the group as “Fundy”, “we”, “us” or “our”. It is important to note that funds are raised, investments made and trade orders placed through Fundy Pte. Ltd. (authorised and regulated by the UK Financial Conduct Authority under FRN 794918) or Fundy Markets Pte Ltd (licensed and regulated by the Monetary Authority of Singapore under Capital Markets Services (CMS) license CMS100863) and Fundy Markets AS (authorised and regulated by the Estonian Financial Supervision Authority under permit 4.1-1/212).

The Marketplace is operated as an organised market by Fundy Markets Pte Ltd in Singapore as a Recognised Market Operator (RMO) under the supervision of the Monetary Authority of Singapore.
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