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Who is a Professional Investor?


When completing your company application, there is a question looking to determine whether or not your company is  financially licensed or regulated, and therefore is considered to be a “Professional Investor”. This helps us understand the experience, knowledge and type of your organisation.

A Professional Investor can be (at least) one of the following:

(1) A Professional Investor is considered to be one of the following entities:

(a) Credit institution;

(b) Investment firm;

(c) Other authorised or regulated financial institution;

(d) Insurance company;

(e) Collective investment schemes and management companies of such schemes;

(f) Pension funds and management companies of such fund;

(g) Commodity and commodity derivatives dealer;

(h) Local or;

(i) Other institutional investors.

(2) Large undertakings meeting two of the following size requirements on a company basis:

— balance sheet total : EUR 20 000 000
— net turnover : EUR 40 000 000
— own funds : EUR 2 000 000

(3) National and regional governments, including public bodies that manage public debt at national or regional level, Central Banks, international and supranational institutions such as the World Bank, the IMF, the ECB, the EIB and other similar international organisations.

(4) Other institutional investors whose main activity is to invest in financial instruments, including entities dedicated to the securitisation of assets or other financing transactions.


This criteria is aligned with the MiFID legislation, and if there are any additional questions on whether your company is appropriate, please feel free to contact us.

Risk Warning & Disclaimers The information about the investment opportunities profiled on this website is provided for general information and marketing purposes only and should not be considered an invitation or inducement to engage in any investment activity. Complete and comprehensive information about an investment opportunity is only available only to investors who have been approved by a Fundy group entity.

You should ensure you carefully read the Risk Disclosure Statement before deciding to proceed with any investment or transaction, including making a purchase of securities via the Marketplace. Fundy has taken steps to ensure that company and securities offering information is clear, fair and not misleading in accordance with its internal verification procedures. Fundy does not provide investment advice or any recommendation to invest. Any investment opportunity on this website should not be considered as an offer to the public and is not directed at or offered to anyone to whom it may not be so directed or offered, or located in a jurisdiction where it is unlawful to do so.

This page provides you with an overview of the services provided by different entities belonging to Fundy Group. In this page, we generally refer to the group as “Fundy”, “we”, “us” or “our”. It is important to note that funds are raised, investments made and trade orders placed through Fundy Pte. Ltd. (authorised and regulated by the UK Financial Conduct Authority under FRN 794918) or Fundy Markets Pte Ltd (licensed and regulated by the Monetary Authority of Singapore under Capital Markets Services (CMS) license CMS100863) and Fundy Markets AS (authorised and regulated by the Estonian Financial Supervision Authority under permit 4.1-1/212).

The Marketplace is operated as an organised market by Fundy Markets Pte Ltd in Singapore as a Recognised Market Operator (RMO) under the supervision of the Monetary Authority of Singapore.